1111 NE 25th Ave., Suite 501
Ocala, Florida 34470
James P. Tarquin, P.A Call for a FREE Consultation!352-401-7671
Employment Law Blog
James Tarquin, P.A
As part of our commitment to assist and educate employees in fighting back against the abusive employment practices of employers, we offer a broad range of information about employment law issues in our employment blog

Can An Employer’s Failure To Follow Its Progressive Discipline Policy Give Rise To A Discrimination Case?

equal opportunity book

A common myth in employment discrimination law is that an employee must show that the employer’s reason for the challenged employment decision was a lie, had no basis in fact, or was conjured up out of thin air in order to prevail.  Although this type of evidence can be used to prove a discrimination case, an employee is not required to come up with such evidence in order to do so.  The evidentiary bar is not that high.  As observed by the U.S. Eighth Circuit Court of Appeals in Erickson v. Farmland Industries, Inc., 271 F.3d 718 (8th Cir. 2001), one way an employee can prove a discrimination case is by showing that “it was not the employer’s policy or practice to respond to such problems in the way it responded to the plaintiff’s case.”  Included within such circumstances is an employer’s failure to follow its own policy, such as a progressive discipline policy, when making the challenged employment decision.

Discrimination Case Based On Failure To Use Progressive Discipline

The decision by the U.S. First Circuit Court of Appeals in Soto-Feliciano v. Villa Cofresi Hotels, Inc., 779 F.3d 19 (1st Cir. 2015) is illustrative of the principle that an employee can prove discrimination by showing that the employer acted contrary to company policy when making the challenged employment decision.  In that case, Addiel Soto-Feliciano (Soto) claimed that he was fired because of his age in violation of the Age Discrimination in Employment Act.   In support of his age discrimination claim, Soto pointed to age-related comments made to him by his supervisor and the head of human resources that he was too old to continue to do his job.  The employer contended that Soto was fired because of a history of misconduct, including use of profanity, being late for work, insubordination, and threatening remarks to employees.  Because of the misconduct, Soto was suspended and then fired one week later.  The trial court found that the evidence that the employer fired Soto for misconduct was overwhelming and dismissed Soto’s age discrimination case.

The First Circuit reversed the trial court’s decision and reinstated Soto’s age discrimination case.  Unlike the trial court, the appellate court found the employer’s explanation for the termination contained inconsistencies which required resolution by a jury.  The appellate court explained that the employer did not follow its policy of progressive discipline in terminating Soto for misconduct.  Instead of issuing verbal and written warnings as the policy required, the employer suspended and then fired Soto.  The appellate court also observed that the alleged complaints about Soto’s misconduct were never documented in writing or placed in his personnel file.  This practice, the appellate court noted, was contrary to the employer’s policy.  The appellate court determined that the employer’s failure to follow its progressive discipline policy and failure to follow its policy on documenting complaints about employee misconduct was sufficient evidence for a jury to find that Soto was not fired for misconduct.  Such inconsistencies, the appellate court explained, would enable a jury to find that Soto’s misconduct “took on significance only after the decision to terminate Soto on the basis of age had been made.”  Because of the inconsistencies in the employer’s explanation and the age-related remarks made to Soto, the First Circuit concluded that was for a jury to decide whether Soto was fired because of his age.

Significance Of Employer’s Failure To Follow Progressive Discipline

The decision in Soto demonstrates that an employer’s failure to follow its progressive discipline policy when making the challenged employment decision can be used to establish the employer’s discriminatory motive.  In acting contrary to its progressive discipline policy when making the challenged employment decision, an employer’s explanation for the decision will almost inherently contain inconsistencies or contradictions that would enable a jury to find that the employer’s articulated reason for the decision was not the real reason.  Under well-established law, as observed by the Soto court, a discriminatory motive can be proven by showing “such weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions in the employer’s proffered legitimate reasons for its action that a reasonable [jury] could rationally find them unworthy of credence and hence infer that the employer did not act for the asserted non-discriminatory reasons.”  Under such circumstances, as explained by the Soto court, a jury could find that the articulated reason took on significance only after the challenged employment decision had been made and the articulated reason is being used to cover-up a discriminatory motive.     

Consultation With Employment Law Attorney   

We have extensive experience representing employees who have been the victims of discrimination.  If believe that you have subjected to discrimination at work, or have questions regarding an employer’s failure to follow its progressive discipline policy or any other policy, please contact our office for a free consultation.  Located in Ocala, Florida, we represent employees in employment law matters throughout Central Florida, including Alachua County, Lake County, Levy County, Marion County, Orange County, Pinellas County, Sumter County, and Volusia County. 

© 2015 - 2018 James P. Tarquin, P.A. All rights reserved.

Contact Form Tab Close Menu